-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, P1EjuCCl4sll1ifbbAdqyNtLzuYSdpWlChYEccATRoTwGy4GhSOfX3h00ZqRQuhB fJNUdgTvlhazoMb0WyG6ig== 0000950128-02-000221.txt : 20020414 0000950128-02-000221.hdr.sgml : 20020414 ACCESSION NUMBER: 0000950128-02-000221 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20020212 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: PARKVALE FINANCIAL CORP CENTRAL INDEX KEY: 0000820907 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 251556590 STATE OF INCORPORATION: PA FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-39987 FILM NUMBER: 02538258 BUSINESS ADDRESS: STREET 1: 4220 WILLIAM PENN HWY CITY: MONROEVILLE STATE: PA ZIP: 15146 BUSINESS PHONE: 4123737200 MAIL ADDRESS: STREET 1: 4220 WILLIAM PENN HIGHWAY CITY: MONROEVILLE STATE: PA ZIP: 15146 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: PARKVALE FINANCIAL CORP CENTRAL INDEX KEY: 0000820907 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 251556590 STATE OF INCORPORATION: PA FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 4220 WILLIAM PENN HWY CITY: MONROEVILLE STATE: PA ZIP: 15146 BUSINESS PHONE: 4123737200 MAIL ADDRESS: STREET 1: 4220 WILLIAM PENN HIGHWAY CITY: MONROEVILLE STATE: PA ZIP: 15146 SC 13G/A 1 j9273001sc13ga.txt PARKVALE FINANCIAL CORPORATION SCHEDULE 13G SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ------------ SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b)(c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) (Amendment No. )(2) PARKVALE FINANCIAL CORPORATION ------------------------------------------------------- (Name of Issuer) Common Stock - $1.00 Par Value ------------------------------------------------------- (Title of Class of Securities) 701492 10 0 ------------------------------------------------------- (CUSIP Number) January 2002 ------------------------------------------------------- (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [ ] Rule 13d-1(b) [X] Rule 13d-1(c) [ ] Rule 13d-1(d) - --------------- (1) The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. CUSIP NO. 701492 10 0 13G Page 2 of 4 Pages -------- ------- 1) NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) Robert J. McCarthy, Jr. (2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) ( ) (b) ( ) (3) SEC USE ONLY (4) CITIZENSHIP OR PLACE OF ORGANIZATION United States NUMBER OF SHARES (5) SOLE VOTING POWER 146,731 BENEFICIALLY OWNED BY EACH (6) SHARED VOTING POWER 171,765 REPORTING PERSON WITH (7) SOLE DISPOSITIVE POWER -0- (8) SHARED DISPOSITIVE POWER 171,765 (9) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 428,898 (10) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* (11) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 7.57% (12) TYPE OF REPORTING PERSON* IN SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Under the Securities and Exchange Act of 1934) Item 1(a) Name of Issuer: Parkvale Financial Corporation Item 1(b) Address of Issuer's Principal Executive Offices: 4220 William Penn Highway Monroeville, PA 15146 Item 2(a) Name of Person Filing: Robert J. McCarthy, Jr., Director, President and Chief Executive Officer of Issuer Item 2(b) Address of Principal Business Office, or if None, Residence: Parkvale Financial Corporation 4220 William Penn Highway Monroeville, PA 15146 Item 2(c) Citizenship: United States Item 2(d) Title of Class of Securities: Common Stock, par value $1.00 per share. Item 2(e) CUSIP Number: 701492100 Item 3 This statement is filed pursuant to Rule 13d-1(c). Item 4 Ownership (a) Robert J. McCarthy, Jr. (the "Reporting Person") beneficially owns 428,898 shares of the Common Stock, par value $1.00, of Parkvale Financial Corporation (the "Issuer"). (b) The 428,898 shares held by the Reporting Person represents approximately 7.57% of the class. (c) Number of shares as to which person has: (i) Sole power to vote or to direct the vote 146,731 (ii) Shared power to vote or to direct the vote 171,765 (iii) Sole power to dispose or to direct the disposition of -0- (iv) Shared power to dispose or to direct the disposition of 171,765 The 146,731 shares as to which the Reporting Person has sole voting power include 80,539 shares that may be received upon exercise of currently exercisable stock options, 51,063 shares allocated under the Issuer's Employee Stock Ownership Plan and 15,129 shares allocated under the Issuer's Supplemental Executive Benefit Plan. Item 5 Ownership of Five Percent or Less of a Class. Not Applicable Item 6 Ownership of More than Five Percent on Behalf of Another Person. Not Applicable. Item 7 Identification and Classification of the Subsidiary Which Acquired the Security Being Reported by the Parent Holding Company. Not Applicable. Item 8 Identification and Classification of Members of the Group. Not Applicable. Item 9 Notice of Dissolution of Group. Not Applicable. Item 10 Certification By signing below, I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. February 12, 2002 By: /s/ Robert J. McCarthy, Jr. ----------------------------- Robert J. McCarthy, Jr. -----END PRIVACY-ENHANCED MESSAGE-----